Article 12H5X Reproducible randomized controlled trials

Reproducible randomized controlled trials

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John
from John D. Cook on (#12H5X)

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"Reproducible" and "randomized" don't seem to go together. If something was unpredictable the first time, shouldn't it be unpredictable if you start over and run it again? As is often the case, we want incompatible things.

But the combination of reproducible and random can be reconciled. Why would we want a randomized controlled trial (RCT) to be random, and why would we want it to be reproducible?

One of the purposes in randomized experiments is the hope of scattering complicating factors evenly between two groups. For example, one way to test two drugs on a 1000 people would be to gather 1000 people and give the first drug to all the men and the second to all the women. But maybe a person's sex has something to do with how the drug acts. If we randomize between two groups, it's likely that about the same number of men and women will be in each group.

The example of sex as a factor is oversimplified because there's reason to suspect a priori that sex might make a difference in how a drug performs. The bigger problem is that factors we can't anticipate or control may matter, and we'd like them scattered evenly between the two treatment groups. If we knew what the factors were, we could assure that they're evenly split between the groups. The hope is that randomization will do that for us with things we're unaware of. For this purpose we don't need a process that is "truly random," whatever that means, but a process that matches our expectations of how randomness should behave. So a pseudorandom number generator (PRNG) is fine. No need, for example, to randomize using some physical source of randomness like radioactive decay.

Another purpose in randomization is for the assignments to be unpredictable. We want a physician, for example, to enroll patients on a clinical trial without knowing what treatment they will receive. Otherwise there could be a bias, presumably unconscious, against assigning patients with poor prognosis if the physicians know the next treatment be the one they hope or believe is better. Note here that the randomization only has to be unpredictable from the perspective of the people participating in and conducting the trial. The assignments could be predictable, in principle, by someone not involved in the study.

And why would you want an randomization assignments to be reproducible? One reason would be to test whether randomization software is working correctly. Another might be to satisfy a regulatory agency or some other oversight group. Still another reason might be to defend your randomization in a law suit. A physical random number generator, such as using the time down to the millisecond at which the randomization is conducted would achieve random assignments and unpredictability, but not reproducibility.

Computer algorithms for generating random numbers (technically pseudo-random numbers) can achieve reproducibility, practically random allocation, and unpredictability. The randomization outcomes are predictable, and hence reproducible, to someone with access to the random number generator and its state, but unpredictable in practice to those involved in the trial. The internal state of the random number generator has to be saved between assignments and passed back into the randomization software each time.

Random number generators such as the Mersenne Twister have good statistical properties, but they also carry a large amount of state. The random number generator described here has very small state, 64 bits, and so storing and returning the state is simple. If you needed to generate a trillion random samples, Mersenne Twitster would be preferable, but since RCTs usually have less than a trillion subjects, the RNG in the article is perfectly fine. I have run the Die Harder random number generator quality tests on this generator and it performs quite well.

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